G. Keith Funston papers, 1952-1967.

ArchivalResource

G. Keith Funston papers, 1952-1967.

Files on Securities and Exchange Commission (SEC) Special Study of Securities Markets, including memos from department heads with comments on SEC proposals, 1963; and general correspondence with, and concerning, the SEC, 1952-1967. Reading files with correspondence, 1964-1967, concerning SEC report, new building and automation programs, legislation, and other issues. Committee records, including Special Committee on Member Firm Costs and Revenues, 1958-1959, Emergency Committee (on civil defense), 1961-1962, Special Committee on Odd Lots, 1963-1967, Special Committee on Expense Recovery, 1963-1965, and Steering Committee, 1964-1965. File on proposed move by New York Stock Exchange out of New York State, 1960-1967. Also, members and allied members meetings, 1965-1967, and reports on daily activities of the Exchange. Subject files including files on government bond market, 1952-1957; reports on role of specialists; 1955-1956; union contract negotiations, 1957-1965; coat of arms and crest for the Exchange, 1967; testimony before the House Interstate and Foreign Commerce Committee on Ira Haupt and Company failure and the Kennedy assassination, 1964; and a suit by Harold Kaplan, 1966, concerning minimum commission rates.

2.1 cubic ft.

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